CIRE Exam Preparation
Comprehensive preparation course for the Canadian Investment Regulatory Exam (CIRE). Covers all 9 elements including regulatory framework, client relationships, market integrity, securities, derivatives, and ethics.
What's Included
- Covers all 9 CIRE exam elements
- Reading materials per element
- Practice quizzes per element
Course Curriculum
Identify, describe and explain the main investment industry regulators in Canada, anti-money laundering legislation, and other applicable laws.
Client relationship model including relationship disclosure, conflicts of interest, suitability assessment, and account onboarding.
Roles of Investment Representative and Registered Representative, KYC, suitability, product due diligence, and relationship disclosure.
Requirements for client complaints handling, regulatory obligations, reporting, and recourse options.
Economic theories, macroeconomic factors, market analysis, company analysis, and market theories.
UMIR requirements, gatekeeping obligations, order types, settlement, and account types.
Types, features, risks and returns of equities, fixed income, managed products, mutual funds, ETFs, and other investments.
Features and uses of options, futures, and other derivatives; basic trading strategies and administrative requirements.
Managing conflicts of interest, ethical responsibilities, information security, and cybersecurity.
About the CIRE Exam
Proctored (remote or in person)
Top focus areas:
+ 6 more topics
Official exam provider: Canadian Investment Regulatory Organization (CIRO)
6-month access